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NEW QUESTION: 1
Which of the following activities are prohibited by FINRA when a representative is selling shares of a
mutual fund?
I. recommending that a client purchase shares of a mutual fund prior to its ex-dividend date, so that the
client will receive the dividends when they are distributed unless this recommendation is justified by the
specific circumstances of the client
II. telling a client that a mutual fund that has only a contingent deferred sales charge is a no load fund
III. telling a client that the interest he earns on a municipal bond fund will be free from federal taxation
IV. refraining from placing the customer's order promptly in order to profit himself as a result of having
done so
A. I, II, and IV only
B. I and III only
C. I, II, III, and IV
D. II and IV only
Answer: A
Explanation:
The activities described in Selections I, II, and IV are prohibited by the FINRA when a
representative is selling shares of a mutual fund. Representatives are prohibited from recommending that
a client purchase shares of a mutual fund prior to its ex-dividend date, so that the client will receive the
dividends when they are distributed-a practice known as "selling dividends"-- unless this recommendation
is justified by the specific circumstances of the client; they are prohibited from telling a client that a fund
that has only a contingent deferred sales charge is a no load fund; and they are prohibited from
withholding an order-i.e., refraining from placing a customer's order promptly--in order to profit
themselves as a result of having done so. There is nothing wrong with telling a client that the interest he
earns on a municipal bond fund will be free from federal taxation since this is a true statement.

NEW QUESTION: 2
Hinweis: Diese Frage ist Teil einer Reihe von Fragen, die dasselbe Szenario verwenden. Zur Vereinfachung wird das Szenario in jeder Frage wiederholt. Jede Frage hat ein anderes Ziel und eine andere Antwortmöglichkeit, aber der Text des Szenarios ist in jeder Frage dieser Reihe genau gleich.
Sie verwalten eine Microsoft SQL Server-Instanz, die die folgenden Datenbanken SalesDb1, SalesDb2 und SalesDb3 enthält. Jede Datenbank hat den Namen Produkte und Verkäufe eingereicht. Die folgende Tabelle zeigt die Konfiguration jeder Datenbank.

Die Sicherungsstrategien für jede Datenbank werden in der folgenden Tabelle beschrieben.

Jeder vollständige oder differenzielle Sicherungsvorgang schreibt in eine neue Datei und verwendet eine andere Sequenznummer. Sie stellen die folgenden Probleme mit der Beschädigung der Datenbank fest.

SalesDb3 meldet eine Reihe von Datenbankbeschädigungsproblemen im Zusammenhang mit den Fehlern 823 und 824 beim Lesen von Datenseiten. Sie müssen die folgenden Informationen zu den beschädigten Seiten anzeigen:
* Name der Datenbank
* betroffene Datei-ID
* Der physische Name der betroffenen Datei
* betroffene Seiten-ID
* Ereignistyp, der den Fehlertyp identifiziert
* Fehleranzahl
Benutzer melden Leistungsprobleme, wenn sie Abfragen für Sie ausführen. Sie planen, Abfragestatistiken und Ausführungspläne für SalesDb2 mithilfe des Abfragespeichers zu überwachen. Die Überwachungsstrategie muss die folgenden Anforderungen erfüllen:
* Führen Sie eine automatische Datenbereinigung durch, wenn die Festplattennutzung des Abfragespeichers 500 Megabyte (MB) erreicht.
* Erfassen Sie Abfragen basierend auf dem Ressourcenverbrauch.
* Verwenden Sie einen veralteten Abfrageschwellenwert von 60 Tagen.
Das Abfrageoptimierungsprogramm generiert suboptimale Ausführungspläne für eine Reihe von Abfragen in der Sales-Tabelle in SalesDb2. Sie erstellen einen Wartungsplan, der die Statistiken für die Tabelle aktualisiert. Der Plan sollte nur Statistiken aktualisieren, die automatisch erstellt wurden und 30 Tage lang nicht aktualisiert wurden. Das Update sollte auf allen Daten in der Tabelle basieren.
Sie müssen die Informationen zu den beschädigten Seiten in SalesDb3 anzeigen.
Wie sollten Sie die Transact-SQL-Anweisung vervollständigen? Ziehen Sie zur Beantwortung die entsprechenden Transact-SQL-Segmente an die richtigen Positionen. Jedes Transact-SQL-Segment kann einmal, mehrmals oder gar nicht verwendet werden. Möglicherweise müssen Sie die geteilte Leiste zwischen den Fenstern ziehen oder einen Bildlauf durchführen, um den Inhalt anzuzeigen.

Answer:
Explanation:

Explanation

Box 1: msdb.dbo.suspect_pages
suspect_pages contains one row per page that failed with a minor 823 error or an 824 error. Pages are listed in this table because they are suspected of being bad, but they might actually be fine. When a suspect page is repaired, its status is updated in the event_type column.
The suspect_pages table resides in the msdb database.
SalesDb3 has pages with checksum errors.
Box 2: msdb.sys.database_files
We want to identify these pages and which database they are in, this is easy enough to do when we join out to sys.databases and sys.master_files, as seen here:
SELECT d.name AS databaseName,
mf.name AS logicalFileName,
mf.physical_name AS physicalFileName,
sp.page_id,
case sp.event_type
when 1 then N'823 or 824 error'
when 2 then N'Bad Checksum'
when 3 then N'Torn Page'
when 4 then N'Restored'
when 5 then N'Repaired'
when 7 then N'Deallocated'
end AS eventType,
sp.error_count,
sp.last_update_date
from msdb.dbo.suspect_pages as sp
join sys.databases as d ON sp.database_id = d.database_id
join sys.master_files as mf on sp.[file_id] = mf.[file_id]
and d.database_id = mf.database_id;
The result of this query will give you a high level view of where you have potential corruption in your databases, from here it is important to use tools such as DBCC CHECKDB and your backups to recover from in line with your RPO and RTO.
References:
https://docs.microsoft.com/en-us/sql/relational-databases/backup-restore/manage-the-suspect-pages-table-sql-ser
https://blogs.sentryone.com/johnmartin/monitoring-for-suspect-pages/

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